Comprehensive
Services
Joe Nejman Audit Consulting, LLC. understands the challenges of filling audit leadership roles promptly and the pressures of completing the annual audit plan. With more than 35 years within the internal audit profession in manufacturing, insurance, and financial services, we offer extensive experience in financial audits, Sarbanes Oxley (SOX), information technology audits, operational audits, quality audits, data analytics, staff training, communicating and presenting to Audit Committee/Board of Directors.
Our Services Include:
Temporary/Interim Internal Audit and Compliance Management
Expertise in leading and managing your audit and compliance staff during your time of need. We can focus on all the daily activities or managing of your audit and compliance team, while you can focus on the recruitment of your key audit and compliance management positions. Skilled leadership that seamlessly covers all aspects of these key roles.
New Internal Audit Function Startup
Experienced with all aspects of creating a new internal audit function. This includes staffing, risk assessments, process documentation, development of an audit plan, development of audit programs, execution of audit programs, reporting, communicating to management and board, etc.
Sarbanes Oxley (SOX) Compliance
Expertise with Sarbanes Oxley compliance including financial controls and information technology general controls. Development of risk and control matrices, testing programs, testing execution, communication of results and control deficiencies, project summary and board reporting, and remediation.
Quality Management System Reviews & Risk Evaluations
Complete end-to-end individual audit project execution in all risk areas related to individual Financial, Information System, Operations, and Quality Manufacturing projects. These include risk assessment, control identification, testing of control effectiveness, issue identification, reporting, issue remediation, and follow up.
Data/Audit Analytics Strategies & Cybersecurity Control Assessments
Specialist in analyzing current processes, analyzing related data, and providing strategies to streamline activities, reduce cost, detect fraud, and implement continuous monitoring.
Ethics/Fraud Investigations
Skilled in conducting investigations related to fraud and ethics allegations including analysis, interviewing, reporting, communicating the results, and remediation of control gaps.
Corporate Compliance Services
Skilled in providing solutions and strategies to third-party risk. This includes overall risk assessments and “deep dive” audit reviews that cover regulatory obligations such as Foreign Corrupt Practices Act and UK Bribery Act regulations. Corporate Compliance experience with a number of areas including Enterprise Risk Management, Ethics and Code of Business Conduct, Data Privacy, SOC assessments, Sunshine Act reporting, Conflict Minerals reporting, Human Trafficking reporting, etc.
Audit/Compliance Training
Experienced trainer and speaker on a variety of audit, risk, analytics, and compliance related topics both internally and to local chapters of the Institute of Internal Auditors (IIA), Information Systems Audit and Control Association (ISACA) and Association of Certified Fraud Examiners (ACFE).
Compliance Remediation & Implementation
Identifying a compliance gap is only half the battle. Through our strategic partnership with Manufacturing Resource Network (MRN), we provide a direct bridge from assessment to action. We don't just hand you a list of findings; we provide a vetted, world-class network of experts ready to implement the physical and operational changes required to bring your facility into full compliance.